David Fail

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Client dealing (since 7 Sep 2016)
- [FCA CF] Manager of certification employee (5 Nov 2016 to 20 Feb 2026)
- CF30 Customer (26 Oct 2010 to 6 Mar 2016)
Swiss Re Capital Markets Limited (no longer approved here)
FRN 187863
- CF30 Customer (1 Nov 2007 to 31 Jul 2010)
- CF21 Investment Adviser (8 Jun 2006 to 31 Oct 2007)
- CF26 Customer Trading (8 Jun 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.