Swiss Re Capital Markets Limited

Date authorised
1 April 2013
Companies House
03436761
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dean White

    IRN DXW01299

    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2005)
    • CF26 Customer Trading (1 Dec 2001 to 30 Apr 2005)
  • Deborah Anne Chesney

    IRN DAC01171

    • CF21 Investment Adviser (17 Jan 2002 to 17 Jan 2002)
  • Denise Campbell

    IRN DXC01364

    • CF26 Customer Trading (12 Jun 2003 to 23 Nov 2004)
    • CF21 Investment Adviser (12 Jun 2003 to 23 Nov 2004)
  • Denise Suzanne Reinisch

    IRN DSR01030

    • CF21 Investment Adviser (1 Dec 2001 to 12 Mar 2002)
    • CF26 Customer Trading (1 Dec 2001 to 12 Mar 2002)
  • Dorothy Susan Dallas

    IRN DSH01078

    • CF14 Risk Assessment (28 Oct 2005 to 21 Apr 2006)
  • Dylan James Wilson

    IRN DJW01366

    • CF30 Customer (1 Nov 2007 to 27 Sep 2012)
    • CF26 Customer Trading (13 Aug 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (13 Aug 2007 to 31 Oct 2007)
  • Edith Wolfram

    IRN EXW01074

    • CF21 Investment Adviser (10 Dec 2001 to 10 Feb 2003)
    • CF26 Customer Trading (1 Dec 2001 to 10 Feb 2003)
  • Edward Alex Polonsky

    IRN EAP01022

    • CF26 Customer Trading (26 Apr 2005 to 12 Feb 2007)
    • CF21 Investment Adviser (26 Apr 2005 to 12 Feb 2007)
  • Edward Matthew Johnson

    IRN EMJ01027

    • [FCA CF] Material risk taker (1 Mar 2025 to 6 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2025)
    • CF30 Customer (1 Sep 2017 to 8 Dec 2019)
  • Efe Tokmen

    IRN EXT01298

    • CF30 Customer (5 May 2016 to 15 Feb 2018)
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Recent activity

Updates to this firm's record on the FCA register.

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