Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ares Management Limited
FRN 455547
- [FCA CF] Material risk taker (since 22 Nov 2022)
- [FCA CF] Manager of certification employee (since 22 Nov 2022)
- [FCA CF] Client dealing (since 31 Mar 2021)
- [FCA CF] Significant management (since 31 Mar 2021)
- CF30 Customer (20 Nov 2009 to 8 Dec 2019)
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- [FCA CF] Significant management (31 Mar 2021 to 4 Aug 2025)
- [FCA CF] Client dealing (31 Mar 2021 to 4 Aug 2025)
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- CF30 Customer (23 Oct 2008 to 29 Jul 2009)
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- CF30 Customer (23 Oct 2008 to 29 Jul 2009)
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- CF30 Customer (1 Nov 2007 to 28 Nov 2007)
- CF21 Investment Adviser (12 Mar 2007 to 31 Oct 2007)
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- CF26 Customer Trading (26 Apr 2005 to 12 Feb 2007)
- CF21 Investment Adviser (26 Apr 2005 to 12 Feb 2007)
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- CF21 Investment Adviser (8 Aug 2003 to 15 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.