Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 22 Nov 2022)
    • [FCA CF] Manager of certification employee (since 22 Nov 2022)
    • [FCA CF] Client dealing (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • CF30 Customer (20 Nov 2009 to 8 Dec 2019)
  • Ares Management UK Limited (no longer approved here)

    FRN 613497

    • [FCA CF] Significant management (31 Mar 2021 to 4 Aug 2025)
    • [FCA CF] Client dealing (31 Mar 2021 to 4 Aug 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (23 Oct 2008 to 29 Jul 2009)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (23 Oct 2008 to 29 Jul 2009)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 28 Nov 2007)
    • CF21 Investment Adviser (12 Mar 2007 to 31 Oct 2007)
  • Swiss Re Capital Markets Limited (no longer approved here)

    FRN 187863

    • CF26 Customer Trading (26 Apr 2005 to 12 Feb 2007)
    • CF21 Investment Adviser (26 Apr 2005 to 12 Feb 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (8 Aug 2003 to 15 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.