David Warren Godfrey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Charity Bank Limited (no longer approved here)

    FRN 207701

    • SMF14 Senior Independent Director (1 Jul 2021 to 7 Jun 2022)
    • SMF10 Chair of the Risk Committee (1 Jan 2017 to 7 Jun 2022)
    • CF2 Non Executive Director (14 Aug 2013 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • SMF9 Chair of the Governing Body (2 Aug 2017 to 9 Apr 2024)
    • SMF10 Chair of the Risk Committee (7 Mar 2016 to 20 Jul 2018)
    • CF2 Non Executive Director (27 Nov 2015 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • SMF9 Chair of the Governing Body (2 Aug 2017 to 9 Apr 2024)
    • SMF10 Chair of the Risk Committee (1 Jun 2016 to 20 Jul 2018)
  • Pension Insurance Corporation plc (no longer approved here)

    FRN 454345

    • CF28 Systems and controls (7 May 2012 to 23 Aug 2013)
  • LDC (Managers) Limited (no longer approved here)

    FRN 147964

    • CF10 Compliance Oversight (29 May 2009 to 5 May 2011)
    • CF11 Money Laundering Reporting (29 May 2009 to 5 May 2011)
    • CF28 Systems and controls (16 Jan 2009 to 5 May 2011)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF11 Money Laundering Reporting (29 May 2009 to 5 May 2011)
    • CF10 Compliance Oversight (29 May 2009 to 5 May 2011)
    • CF28 Systems and controls (16 Jan 2009 to 5 May 2011)
  • Black Horse Limited (no longer approved here)

    FRN 313409

    • CF10 Compliance Oversight (29 May 2009 to 5 May 2011)
    • CF11 Money Laundering Reporting (29 May 2009 to 5 May 2011)
    • CF28 Systems and controls (16 Jan 2009 to 5 May 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF10 Compliance Oversight (16 Jan 2009 to 5 May 2011)
    • CF11 Money Laundering Reporting (16 Jan 2009 to 5 May 2011)
    • CF28 Systems and controls (16 Jan 2009 to 5 May 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF10 Compliance Oversight (16 Jan 2009 to 5 May 2011)
    • CF11 Money Laundering Reporting (16 Jan 2009 to 5 May 2011)
    • CF28 Systems and controls (16 Jan 2009 to 5 May 2011)
  • Conning Asset Management Limited (no longer approved here)

    FRN 189316

    • CF2 Non Executive Director (21 Sep 2007 to 31 Dec 2008)
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Recent activity

Updates to this individual's record on the FCA register.

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