Swiss Re Capital Markets Limited

• Principal Place of Business

  Swiss Re Capital Markets Ltd

  30 St. Mary Axe

  London

  EC3A 8EP

  UNITED KINGDOM

  Phone

  +4402079333000

  Web

  https://www.swissre.com/our-business/alternative-capital-partners.html

• Complaints Contact

  Swiss Re Capital Markets Ltd

  30 St. Mary Axe

  London

  City Of London

  EC3A 8EP

  UNITED KINGDOM

  Phone

  +442079333000

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christianne Fiona Smart

  IRN CFS01025

  • CF13 Finance (1 Oct 2005 to 30 Apr 2006)
  • CF1 Director (5 Oct 2004 to 11 Apr 2005)
• Christina Ulardic

  IRN CXU01028

  • CF30 Customer (29 Apr 2009 to 11 Apr 2018)
• Christophe Mickael Erwan Le Lannou

  IRN CML01035

  • CF26 Customer Trading (18 Nov 2002 to 15 May 2006)
  • CF21 Investment Adviser (18 Nov 2002 to 15 May 2006)
• Christopher James Learmonth

  IRN CJL01090

  • CF26 Customer Trading (1 Dec 2001 to 6 Jun 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2005)
• Clare Jane Bousfield

  IRN CJB01252

  • CF2 Non Executive Director (10 Mar 2006 to 9 Jul 2010)
• Costas Andreas Yiasoumi

  IRN CAY01009

  • CF30 Customer (25 Jul 2008 to 1 Apr 2014)
• Dan Joseph Knipe

  IRN DJK01111

  • CF30 Customer (10 Dec 2007 to 7 May 2009)
• Daniel Robert Carter

  IRN DXC00207

  • [FCA CF] Material risk taker (9 Dec 2019 to 24 May 2023)
• Daniel Simon Smith

  IRN DSS01029

  • CF21 Investment Adviser (1 May 2002 to 23 Nov 2004)
  • CF26 Customer Trading (1 May 2002 to 23 Nov 2004)
• Danilo Morgante

  IRN DXM01379

  • CF21 Investment Adviser (8 May 2002 to 3 Mar 2004)
  • CF26 Customer Trading (1 Dec 2001 to 3 Mar 2004)

No changes recorded yet.