Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (24 Jul 2013 to 8 Dec 2019)
    • CF30 Customer (21 Oct 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Nov 2008 to 21 Oct 2013)
    • CF10 Compliance Oversight (5 Nov 2008 to 21 Oct 2013)
  • Swiss Re Capital Markets Limited (no longer approved here)

    FRN 187863

    • CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2005)
    • CF26 Customer Trading (1 Dec 2001 to 6 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.