Date authorised
1 April 2013
Companies House
OC336969
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 15
    70 Mark Lane
    London
    EC3R 7NQ
    UNITED KINGDOM
    Phone
    +442078717294
  • Complaints Contact

    Level 15
    70 Mark Lane
    London
    EC3R 7NQ
    UNITED KINGDOM
    Phone
    +442078717294

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Bouchama

    IRN AXB02406

    • [FCA CF] Client dealing (since 20 Nov 2023)
  • Adrian Mark

    IRN AXM04821

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Nov 2024)
    • CF30 Customer (15 May 2017 to 8 Dec 2019)
  • Alice Di Benedetto

    IRN AXD00701

    • [FCA CF] Client dealing (since 6 Feb 2023)
  • Alistair James Eynon Jones

    IRN AJJ01106

    • [FCA CF] Client dealing (since 24 Jan 2022)
  • Anthony Mensa-Bonsu

    IRN AXM04889

    • SMF27 Partner (since 9 Mar 2026)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Sep 2017 to 8 Dec 2019)
  • Barthelemy Thomas

    IRN BXT00470

    • [FCA CF] Client dealing (since 3 Feb 2025)
  • Ben Luke Adolph

    IRN BLA01024

    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF4 Partner (1 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2013 to 8 Dec 2019)
  • Benjamin John Fortune

    IRN BJF01064

    • CF30 Customer (28 Jul 2014 to 21 Oct 2015)
  • Brendan Nerbonne

    IRN BXN01165

    • CF30 Customer (1 Mar 2014 to 1 Nov 2017)
  • Charlotte Hopkins

    IRN CXH32916

    • SMF17 Money Laundering Reporting Officer (MLRO) (19 May 2020 to 26 Feb 2021)
    • SMF16 Compliance Oversight (19 May 2020 to 26 Feb 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.