Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (since 1 Jul 2024)
- [FCA CF] Significant management (since 1 Jul 2024)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Jun 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2024)
- CF30 Customer (6 Dec 2019 to 8 Dec 2019)
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- CF30 Customer (25 Jul 2008 to 1 Apr 2014)
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- CF30 Customer (1 Nov 2007 to 6 Jun 2008)
- CF21 Investment Adviser (27 Oct 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 6 Jun 2008)
- CF21 Investment Adviser (27 Oct 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 2 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.