Swiss Life Asset Managers UK Limited

Date authorised
1 April 2013
Companies House
04846209
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Swiss Life Asset Managers UK Ltd
    55 Wells Street
    London
    Westminster
    W1T 3PT
    UNITED KINGDOM
    Phone
    +4402074951929
    Web
    https://uk.swisslife-am.com

  • Complaints Contact

    Swiss Life Asset Managers UK Ltd
    55 Wells Street
    London
    Westminster
    W1T 3PT
    UNITED KINGDOM
    Phone
    +442074951929

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than 'stakeholder pension scheme', 'rights to or interests in investments - security', (when the latter is associated with this specified investment), 'life policy', 'funeral plan contract' and 'rights to or interest in investment - contractually based investment', (when the latter is associated with these specified investment) and to the customer type "Professional Client".

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than 'stakeholder pension scheme', 'rights to or interests in investments - security', (when the latter is associated with this specified investment), 'life policy', 'funeral plan contract' and 'rights to or interest in investment - contractually based investment', (when the latter is associated with these specified investment) and to the customer type "Professional Client".

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than 'stakeholder pension scheme', 'rights to or interests in investments - security', (when the latter is associated with this specified investment), 'life policy', 'funeral plan contract' and 'rights to or interest in investment - contractually based investment', (when the latter is associated with these specified investment) and to the customer type "Professional Client".

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Guy Lister Brogden

    IRN GLB01041

    • CF3 Chief Executive (29 May 2012 to 18 Aug 2014)
    • CF30 Customer (9 Jul 2009 to 26 Mar 2015)
    • CF10 Compliance Oversight (20 Feb 2004 to 18 Aug 2014)
    • CF11 Money Laundering Reporting (20 Feb 2004 to 18 Aug 2014)
    • CF1 Director (20 Feb 2004 to 26 Mar 2015)
  • Hermann Josef Inglin

    IRN HJI00002

    • SMF3 Executive Director (9 Dec 2019 to 22 Apr 2024)
    • CF1 Director (14 Nov 2016 to 8 Dec 2019)
  • Irene Frances Spence

    IRN IFK01002

    • SMF3 Executive Director (since 1 Apr 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Jul 2015 to 8 Dec 2019)
  • James Anthony Thornton

    IRN JAT01057

    • SMF9 Chair of the Governing Body (18 Mar 2021 to 30 Apr 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
    • CF3 Chief Executive (1 Sep 2014 to 8 Dec 2019)
    • CF30 Customer (9 Jul 2009 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (20 Feb 2004 to 31 Mar 2009)
    • CF1 Director (20 Feb 2004 to 8 Dec 2019)
  • James Charles Lass

    IRN JXL17149

    • [FCA CF] Client dealing (since 4 Jan 2021)
  • James Lucas

    IRN JXL01887

    • [FCA CF] Client dealing (31 Jan 2022 to 8 Dec 2025)
  • James Selwyn Lloyd

    IRN JSL01094

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (13 Feb 2013 to 3 Feb 2017)
    • CF30 Customer (3 Dec 2009 to 8 Dec 2019)
  • James William Guy Feilden

    IRN JWF01064

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Jul 2015 to 8 Dec 2019)
  • Jennifer Katherine Buck

    IRN JKB01035

    • SMF9 Chair of the Governing Body (since 11 Oct 2024)
  • Juerg Reto Zimmermann

    IRN JXZ00091

    • SMF3 Executive Director (since 22 Apr 2025)
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Recent activity

Updates to this firm's record on the FCA register.

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