James Anthony Thornton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Swiss Life Asset Managers UK Limited (no longer approved here)

    FRN 229228

    • SMF9 Chair of the Governing Body (18 Mar 2021 to 30 Apr 2024)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2020)
    • CF3 Chief Executive (1 Sep 2014 to 8 Dec 2019)
    • CF30 Customer (9 Jul 2009 to 8 Dec 2019)
    • CF1 Director (20 Feb 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (20 Feb 2004 to 31 Mar 2009)
  • Savills Capital Advisors Limited (no longer approved here)

    FRN 166003

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 19 Jun 2002)
  • Savills Investment Management (UK) Limited (no longer approved here)

    FRN 193863

    • CF8 Apportionment and Oversight (1 Dec 2001 to 19 Jun 2002)
    • CF3 Chief Executive (1 Dec 2001 to 19 Jun 2002)
    • CF1 Director (1 Dec 2001 to 19 Jun 2002)
    • CF27 Investment Management (1 Dec 2001 to 19 Jun 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 19 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.