Swiss Life Asset Managers UK Limited

• Principal Place of Business

  Swiss Life Asset Managers UK Ltd

  55 Wells Street

  London

  Westminster

  W1T 3PT

  UNITED KINGDOM

  Phone

  +4402074951929

  Web

  https://uk.swisslife-am.com

• Complaints Contact

  Swiss Life Asset Managers UK Ltd

  55 Wells Street

  London

  Westminster

  W1T 3PT

  UNITED KINGDOM

  Phone

  +442074951929

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than 'stakeholder pension scheme', 'rights to or interests in investments - security', (when the latter is associated with this specified investment), 'life policy', 'funeral plan contract' and 'rights to or interest in investment - contractually based investment', (when the latter is associated with these specified investment) and to the customer type "Professional Client".

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than 'stakeholder pension scheme', 'rights to or interests in investments - security', (when the latter is associated with this specified investment), 'life policy', 'funeral plan contract' and 'rights to or interest in investment - contractually based investment', (when the latter is associated with these specified investment) and to the customer type "Professional Client".

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than 'stakeholder pension scheme', 'rights to or interests in investments - security', (when the latter is associated with this specified investment), 'life policy', 'funeral plan contract' and 'rights to or interest in investment - contractually based investment', (when the latter is associated with these specified investment) and to the customer type "Professional Client".

• Amirali Kasraie

  IRN AXK00270

  • [FCA CF] Client dealing (18 Oct 2022 to 7 Feb 2023)
• Clare Helena Jane Berthoud

  IRN CHB01033

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Aug 2023)
  • CF30 Customer (24 Apr 2017 to 8 Dec 2019)
• Daniel Paul White

  IRN DXW07791

  • CF30 Customer (31 Oct 2018 to 8 Dec 2019)
• David James Watson Larkin

  IRN DJL01085

  • CF1 Director (9 Jul 2009 to 28 Jul 2011)
• Dominic Charles Field

  IRN DCF01013

  • CF30 Customer (26 Apr 2016 to 4 Jan 2018)
• Eduard Illitsch

  IRN EXI00044

  • SMF3 Executive Director (since 1 Jan 2026)
  • SMF1 Chief Executive (since 1 Jan 2026)
  • [FCA CF] Client dealing (since 27 May 2025)
• Edward Jonathan Lawrence Pumphrey

  IRN EJP01068

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (6 Jul 2015 to 8 Dec 2019)
  • CF1 Director (1 Sep 2014 to 3 Feb 2017)
• GILLIAN ANNE ROANTREE

  IRN GAR01094

  • CF11 Money Laundering Reporting (1 Sep 2014 to 4 Dec 2015)
  • CF10 Compliance Oversight (1 Sep 2014 to 4 Dec 2015)
• Giles Edward Ayliffe King

  IRN GEK01010

  • SMF1 Chief Executive (18 Mar 2021 to 31 Dec 2025)
  • SMF3 Executive Director (17 Apr 2020 to 31 Dec 2025)
  • CF30 Customer (7 Dec 2018 to 8 Dec 2019)
• Graham Michael Langlay-Smith

  IRN GML01041

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2023)
  • CF1 Director (1 Feb 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Feb 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Feb 2016 to 8 Dec 2019)
  • CF30 Customer (1 Feb 2016 to 8 Dec 2019)

No changes recorded yet.