Graham Michael Langlay-Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Swiss Life Asset Managers UK Limited

    FRN 229228

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2023)
    • CF30 Customer (1 Feb 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2016 to 8 Dec 2019)
    • CF1 Director (1 Feb 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Feb 2016 to 8 Dec 2019)
  • Wainbridge Limited (no longer approved here)

    FRN 590377

    • CF30 Customer (2 Apr 2013 to 31 Mar 2015)
    • CF10 Compliance Oversight (2 Apr 2013 to 31 Mar 2015)
    • CF11 Money Laundering Reporting (2 Apr 2013 to 31 Mar 2015)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 6 Oct 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.