Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
London LGPS CIV Limited
FRN 710618
- [FCA CF] Client dealing (since 26 Mar 2025)
- [FCA CF] Material risk taker (since 26 Mar 2025)
- [FCA CF] Manager of certification employee (since 26 Mar 2025)
-
Swiss Life Asset Managers UK Limited
FRN 229228
- SMF9 Chair of the Governing Body (since 11 Oct 2024)
-
- CF30 Customer (1 Nov 2007 to 5 Nov 2010)
- CF1 Director (19 Jan 2005 to 9 Mar 2008)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.