Swiss Life Asset Managers UK Limited

• Principal Place of Business

  Swiss Life Asset Managers UK Ltd

  55 Wells Street

  London

  Westminster

  W1T 3PT

  UNITED KINGDOM

  Phone

  +4402074951929

  Web

  https://uk.swisslife-am.com

• Complaints Contact

  Swiss Life Asset Managers UK Ltd

  55 Wells Street

  London

  Westminster

  W1T 3PT

  UNITED KINGDOM

  Phone

  +442074951929

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than 'stakeholder pension scheme', 'rights to or interests in investments - security', (when the latter is associated with this specified investment), 'life policy', 'funeral plan contract' and 'rights to or interest in investment - contractually based investment', (when the latter is associated with these specified investment) and to the customer type "Professional Client".

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than 'stakeholder pension scheme', 'rights to or interests in investments - security', (when the latter is associated with this specified investment), 'life policy', 'funeral plan contract' and 'rights to or interest in investment - contractually based investment', (when the latter is associated with these specified investment) and to the customer type "Professional Client".

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than 'stakeholder pension scheme', 'rights to or interests in investments - security', (when the latter is associated with this specified investment), 'life policy', 'funeral plan contract' and 'rights to or interest in investment - contractually based investment', (when the latter is associated with these specified investment) and to the customer type "Professional Client".

• Laura Alice Walker

  IRN LAS01138

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
• Matthew David Dimond

  IRN MDD01068

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
  • CF30 Customer (21 May 2018 to 8 Dec 2019)
• Maureen Mahr von Staszewski

  IRN MXM04394

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Apr 2022)
  • CF30 Customer (11 Jun 2019 to 8 Dec 2019)
• Olympia Andrea Louka

  IRN OAL01013

  • [FCA CF] Client dealing (1 May 2020 to 20 Dec 2021)
• Per Erik Erikson

  IRN PXE00128

  • SMF3 Executive Director (since 22 Apr 2024)
• Philip Frederick Ellis

  IRN PFE01001

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Feb 2021)
  • CF30 Customer (5 Jan 2018 to 8 Dec 2019)
• Robert John Hudson Palmer

  IRN RJP01101

  • [FCA CF] Client dealing (7 Jan 2021 to 31 Dec 2022)
  • SMF3 Executive Director (9 Dec 2019 to 9 Apr 2020)
  • CF30 Customer (22 Feb 2012 to 8 Dec 2019)
  • CF1 Director (22 Feb 2012 to 8 Dec 2019)
• Shahad Faris Al-Ani Stevens

  IRN SFA01047

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
  • CF30 Customer (25 Oct 2018 to 8 Dec 2019)
• Simon Charles Freeland Martindale

  IRN SCM01177

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Mar 2015 to 8 Dec 2019)
• Stefan Maechler

  IRN SXM04061

  • SMF3 Executive Director (9 Dec 2019 to 10 Apr 2025)
  • CF1 Director (16 Nov 2016 to 8 Dec 2019)

No changes recorded yet.