Philip Frederick Ellis

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CIVITAS INVESTMENT MANAGEMENT LIMITED
FRN 815699
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (21 Jan 2019 to 8 Dec 2019)
Swiss Life Asset Managers UK Limited (no longer approved here)
FRN 229228
- [FCA CF] Client dealing (9 Dec 2019 to 13 Feb 2021)
- CF30 Customer (5 Jan 2018 to 8 Dec 2019)
G10 Capital Limited (no longer approved here)
FRN 648953
- CF2 Non Executive Director (AR) (8 Jan 2019 to 18 Jan 2019)
Civitas Housing Advisors Limited (no longer approved here)
FRN 760060
- Employed By (8 Jan 2019 to 9 May 2019)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF30 Customer (1 Nov 2007 to 31 Mar 2016)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.