CIVITAS INVESTMENT MANAGEMENT LIMITED

• Principal Place of Business

  Civitas Investment Management

  25 Maddox Street

  London

  Westminster

  W1S 2QN

  UNITED KINGDOM

  Phone

  +442030584840

  Web

  https://www.civitasim.com

• Complaints Contact

  Civitas Investment Management

  25 Maddox Street

  London

  Westminster

  W1S 2QN

  UNITED KINGDOM

  Phone

  +442030584840

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Robert Loyd Sale

  IRN AXS00694

  • [FCA CF] Client dealing (since 9 Jan 2026)
• Andrew Daffern

  IRN AXD01176

  • [FCA CF] Significant management (since 1 Jan 2026)
• Andrew Joseph Dawber

  IRN AJD01150

  • Responsible for Insurance Distribution (since 31 Dec 2025)
  • [FCA CF] Material risk taker (since 1 Jan 2024)
  • [FCA CF] Client dealing (since 1 Jan 2024)
  • CF30 Customer (since 28 Feb 2020)
  • CF1 Director (AR) (since 28 Feb 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF30 Customer (21 Jan 2019 to 8 Dec 2019)
  • CF3 Chief Executive (21 Jan 2019 to 8 Dec 2019)
  • CF1 Director (21 Jan 2019 to 8 Dec 2019)
• Christopher Michael Casey

  IRN CXC00702

  • SMF9 Chair of the Governing Body (since 5 Oct 2023)
• Chude Chidi-Ofong

  IRN CXC01265

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (21 Jan 2019 to 8 Dec 2019)
• Claire Fahey

  IRN CXF00152

  • [FCA CF] Material risk taker (30 Apr 2021 to 26 Mar 2024)
• Cynthia Griffith

  IRN CHG01045

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Feb 2024)
  • SMF16 Compliance Oversight (since 8 Feb 2024)
• Dipesh Devchand

  IRN DXD01479

  • SMF17 Money Laundering Reporting Officer (MLRO) (17 Aug 2021 to 18 Jan 2023)
  • SMF16 Compliance Oversight (17 Aug 2021 to 18 Jan 2023)
• Emma Peta Bassadone

  IRN EXT00141

  • [FCA CF] Client dealing (since 16 Sep 2024)
• Gerard Joseph Dique

  IRN GXJ01181

  • SMF17 Money Laundering Reporting Officer (MLRO) (28 Apr 2023 to 17 Jul 2023)
  • SMF16 Compliance Oversight (28 Apr 2023 to 17 Jul 2023)

• CIM Healthcare Property Advisors Limited

  FRN 972507 · Appointed 20 Mar 2022

• Civitas Social Care Developments Limited

  FRN 913960 · Appointed 23 Sep 2019

• Civitas Social Healthcare Advisors Limited (no longer appointed)

  FRN 918985 · Appointed 3 Jan 2020 · Until 9 Jan 2026

No changes recorded yet.