CIVITAS INVESTMENT MANAGEMENT LIMITED

• Principal Place of Business

  Civitas Investment Management

  25 Maddox Street

  London

  Westminster

  W1S 2QN

  UNITED KINGDOM

  Phone

  +442030584840

  Web

  https://www.civitasim.com

• Complaints Contact

  Civitas Investment Management

  25 Maddox Street

  London

  Westminster

  W1S 2QN

  UNITED KINGDOM

  Phone

  +442030584840

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Graham Peck

  IRN GXP01898

  • CF11 Money Laundering Reporting (21 Jan 2019 to 6 Sep 2019)
  • CF10 Compliance Oversight (21 Jan 2019 to 6 Sep 2019)
• Lisa Rochelle Feifer

  IRN LRF00007

  • [FCA CF] Client dealing (3 Jul 2023 to 31 Oct 2024)
• Mary Catherine Finnigan

  IRN MXF00587

  • [FCA CF] Client dealing (2 Dec 2024 to 7 Jan 2026)
• Matthew David Filkin

  IRN MDF01063

  • [FCA CF] Client dealing (31 Mar 2022 to 31 Dec 2022)
• Nikolay Spassov Velev

  IRN NXV00013

  • [FCA CF] Client dealing (15 Sep 2023 to 29 Oct 2025)
  • [FCA CF] Material risk taker (15 Sep 2023 to 29 Mar 2024)
• Paul Bridge

  IRN PXB02640

  • SMF3 Executive Director (9 Dec 2019 to 4 Oct 2023)
  • CF30 Customer (21 Jan 2019 to 8 Dec 2019)
  • CF1 Director (21 Jan 2019 to 8 Dec 2019)
• Philip Frederick Ellis

  IRN PFE01001

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (21 Jan 2019 to 8 Dec 2019)
• Simon Gerald Buchanan Cairns

  IRN SXC11235

  • [FCA CF] Client dealing (30 Mar 2021 to 9 Apr 2025)
  • CF30 Customer (28 Feb 2020 to 9 Apr 2025)
• Siu-Wai Ng

  IRN SXN01199

  • [FCA CF] Client dealing (3 Jul 2023 to 26 Mar 2024)
• Subbash Thammanna

  IRN SXT21155

  • CF1 Director (AR) (28 Feb 2020 to 31 May 2021)
  • CF30 Customer (28 Feb 2020 to 31 May 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 May 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 May 2021)
  • CF10 Compliance Oversight (6 Nov 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 Nov 2019 to 8 Dec 2019)

• CIM Healthcare Property Advisors Limited

  FRN 972507 · Appointed 20 Mar 2022

• Civitas Social Care Developments Limited

  FRN 913960 · Appointed 23 Sep 2019

• Civitas Social Healthcare Advisors Limited (no longer appointed)

  FRN 918985 · Appointed 3 Jan 2020 · Until 9 Jan 2026

No changes recorded yet.