Siu-Wai Ng

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Eurazeo UK Limited
FRN 955720
- [FCA CF] Client dealing (since 7 Apr 2026)
CIVITAS INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 815699
- [FCA CF] Client dealing (3 Jul 2023 to 26 Mar 2024)
BlueBay Asset Management LLP (no longer approved here)
FRN 571599
- [FCA CF] Material risk taker (9 Dec 2019 to 11 Feb 2022)
- CF4 Partner (24 Mar 2016 to 1 Nov 2019)
Mercer Limited (no longer approved here)
FRN 121935
- CF22 Investment Adviser (Trainee) (12 May 2006 to 18 May 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.