Swiss Life Asset Managers UK Limited

Date authorised
1 April 2013
Companies House
04846209
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Swiss Life Asset Managers UK Ltd
    55 Wells Street
    London
    Westminster
    W1T 3PT
    UNITED KINGDOM
    Phone
    +4402074951929
    Web
    https://uk.swisslife-am.com

  • Complaints Contact

    Swiss Life Asset Managers UK Ltd
    55 Wells Street
    London
    Westminster
    W1T 3PT
    UNITED KINGDOM
    Phone
    +442074951929

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than 'stakeholder pension scheme', 'rights to or interests in investments - security', (when the latter is associated with this specified investment), 'life policy', 'funeral plan contract' and 'rights to or interest in investment - contractually based investment', (when the latter is associated with these specified investment) and to the customer type "Professional Client".

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than 'stakeholder pension scheme', 'rights to or interests in investments - security', (when the latter is associated with this specified investment), 'life policy', 'funeral plan contract' and 'rights to or interest in investment - contractually based investment', (when the latter is associated with these specified investment) and to the customer type "Professional Client".

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than 'stakeholder pension scheme', 'rights to or interests in investments - security', (when the latter is associated with this specified investment), 'life policy', 'funeral plan contract' and 'rights to or interest in investment - contractually based investment', (when the latter is associated with these specified investment) and to the customer type "Professional Client".

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Howard Rhodes Musgrave

    IRN SHM01028

    • CF30 Customer (20 Feb 2012 to 31 Dec 2018)
    • CF2 Non Executive Director (31 Jan 2012 to 31 Dec 2018)
  • Timothy John Cridland

    IRN TXC00337

    • SMF3 Executive Director (since 1 Apr 2023)
  • Timothy John Munn

    IRN TXM01336

    • SMF1 Chief Executive (since 1 Jan 2026)
    • SMF3 Executive Director (since 20 Apr 2020)
  • Victoria Conrath

    IRN VXC01294

    • CF30 Customer (1 May 2016 to 9 Sep 2016)
  • William Anthony Hill

    IRN WAH01020

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Dec 2020)
    • CF2 Non Executive Director (19 Sep 2014 to 8 Dec 2019)
    • CF30 Customer (19 Sep 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.