Swansea Building Society

• Principal Place of Business

  11-13 Cradock Street

  Swansea

  SA1 3EW

  UNITED KINGDOM

  Phone

  +4401792739100

  Web

  https://www.swansea-bs.co.uk

• Complaints Contact

  11-13 Cradock Street

  Swansea

  SA1 3EW

  UNITED KINGDOM

  Phone

  +4401792739100

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Neil John Rosser

  IRN NJR01060

  • Responsible for Insurance Distribution (1 Oct 2018 to 9 Jul 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (24 Nov 2016 to 9 Jul 2019)
  • SMF16 Compliance Oversight (24 Nov 2016 to 9 Jul 2019)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 9 Jul 2019)
  • SMF2 Chief Finance (7 Mar 2016 to 31 Oct 2016)
  • SMF4 Chief Risk (7 Mar 2016 to 9 Jul 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (1 Dec 2001 to 6 Mar 2016)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
• Nicholas Longar

  IRN NXL34551

  • SMF18 Other Overall Responsibility (since 24 Jun 2022)
  • [FCA CF] Material risk taker (since 1 Jan 2020)
• Paula John

  IRN PXW00113

  • [FCA CF] Functions requiring qualifications (4 Jul 2016 to 30 Aug 2024)
• Paula Johnson

  IRN PXJ68920

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
• Paula Marie Kathrens

  IRN PMK01062

  • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 30 Apr 2023)
  • CF2 Non Executive Director (1 Jul 2013 to 6 Mar 2016)
• Peter Courtney Thomas

  IRN PXT09720

  • SMF18 Other Overall Responsibility (11 Mar 2019 to 10 Sep 2019)
• Peter Edward Martin Jones

  IRN PEJ01018

  • CF2 Non Executive Director (1 Dec 2001 to 24 Apr 2007)
• Phillip Roger Poolman

  IRN PRP01064

  • SMF14 Senior Independent Director (12 Jul 2016 to 30 Apr 2019)
  • SMF10 Chair of the Risk Committee (7 Mar 2016 to 30 Apr 2019)
  • CF2 Non Executive Director (19 Nov 2009 to 6 Mar 2016)
• Rhian Blackburn

  IRN RXB00942

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 19 Feb 2024)
• Rhonwen Victoria Cornish

  IRN RXC65619

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2019)

No changes recorded yet.