Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Swansea Building Society (no longer approved here)

    FRN 206066

    • [FCA CF] Functions requiring qualifications (4 Jul 2016 to 30 Aug 2024)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 11 Feb 2008)
    • CF21 Investment Adviser (28 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Apr 2005 to 28 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.