Neil John Rosser

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Swansea Building Society (no longer approved here)

    FRN 206066

    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Jul 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Nov 2016 to 9 Jul 2019)
    • SMF16 Compliance Oversight (24 Nov 2016 to 9 Jul 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 9 Jul 2019)
    • SMF4 Chief Risk (7 Mar 2016 to 9 Jul 2019)
    • SMF2 Chief Finance (7 Mar 2016 to 31 Oct 2016)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.