Swansea Building Society

• Principal Place of Business

  11-13 Cradock Street

  Swansea

  SA1 3EW

  UNITED KINGDOM

  Phone

  +4401792739100

  Web

  https://www.swansea-bs.co.uk

• Complaints Contact

  11-13 Cradock Street

  Swansea

  SA1 3EW

  UNITED KINGDOM

  Phone

  +4401792739100

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Richard Edward Rudland

  IRN RXR00133

  • [FCA CF] Functions requiring qualifications (27 Feb 2023 to 31 Aug 2023)
• Richard Gwyn Miles

  IRN RGC01092

  • SMF18 Other Overall Responsibility (since 12 Mar 2019)
• Richard John Harbottle

  IRN RJH01235

  • CF2 Non Executive Director (1 Dec 2001 to 30 Apr 2008)
• Simon Pierre Priya Darshan

  IRN SXD09628

  • SMF18 Other Overall Responsibility (since 12 Mar 2019)
• Sioned Jones

  IRN SXJ65608

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
• Sophie Dominique Griffiths

  IRN SXG00716

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Aug 2023)
• Sophie Haf Jenkins

  IRN SXJ00384

  • SMF12 Chair of the Remuneration Committee (since 5 Jul 2024)
  • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2023)
• Stephen Wiliam Harrison

  IRN SWH01035

  • CF2 Non Executive Director (1 May 2012 to 20 Oct 2014)
• Yvonne Morgan

  IRN YXM00097

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 7 Oct 2024)

No changes recorded yet.