S&W Partners Corporate Finance Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Philip Nigel Helm Barker
IRN PNB01029
- 8. Giving personal recommendations on investments in the course of corporate finance business
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (7 Dec 2018 to 8 Dec 2019)
Philip Sebastian Muelder
IRN PSM01097
- [FCA CF] Material risk taker (1 Oct 2024 to 2 Oct 2024)
- Director of firm who is not a certification employee or a SMF manager (1 Sep 2020 to 31 Jul 2024)
Priti Verma
IRN PXV01292
- CF28 Systems and controls (22 Dec 2015 to 28 Feb 2018)
Rebecca Parcolazo-Rudge
IRN RXP00201
- [FCA CF] Significant management (25 Jan 2021 to 16 Aug 2022)
Richard Jonathan Charles Baty
IRN RJB01416
- CF30 Customer (8 Oct 2014 to 23 Oct 2015)
Richard Piercy
IRN RXP00404
- [FCA CF] Significant management (3 Aug 2022 to 8 Dec 2024)
Robert James Bogart
IRN RJB01529
- CF2 Non Executive Director (10 Nov 2015 to 28 Sep 2017)
Robert John Kidson
IRN RJK01048
- CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- CF1 Director (15 Nov 2002 to 31 Aug 2006)
- CF23 Corporate Finance Adviser (15 Nov 2002 to 31 Oct 2007)
Robert Talson
IRN RXT00248
- [FCA CF] Significant management (9 Feb 2022 to 31 Mar 2025)
Robert Thomas Woodbridge
IRN RTW01033
- CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- CF23 Corporate Finance Adviser (20 Mar 2007 to 31 Oct 2007)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.