Philip Nigel Helm Barker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • S&W Partners Corporate Finance Limited

    FRN 216729

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (7 Dec 2018 to 8 Dec 2019)
  • Cavendish Corporate Finance LLP (no longer approved here)

    FRN 474794

    • CF4 Partner (4 Apr 2008 to 22 Oct 2018)
    • CF30 Customer (17 Dec 2007 to 22 Oct 2018)

Recent activity

Updates to this individual's record on the FCA register.

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