S&W Partners Corporate Finance Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Robin David Boycott
IRN RDB01064
- CF1 Director (15 Nov 2002 to 14 Feb 2006)
Rose Sarah Ann Larter
IRN RSL01057
- CF30 Customer (17 Oct 2008 to 17 Sep 2009)
Russell Paul Cook
IRN RPC01020
- CF30 Customer (13 May 2016 to 11 Dec 2018)
Sabial Hanif
IRN SXH03078
- [FCA CF] Client dealing (since 9 Dec 2025)
Sally Ann Boyle
IRN SAB01410
- [FCA CF] Material risk taker (1 Oct 2024 to 31 Mar 2025)
- Director of firm who is not a certification employee or a SMF manager (22 Mar 2024 to 31 Mar 2025)
Sara Louise Thompson
IRN SLT01026
- CF30 Customer (1 Nov 2007 to 31 May 2016)
- CF23 Corporate Finance Adviser (20 Mar 2007 to 31 Oct 2007)
Sheridan Brooke Lees
IRN SBL01026
- CF29 Significant management (21 May 2014 to 4 Feb 2016)
- CF1 Director (21 May 2014 to 4 Feb 2016)
Simon John Beavis
IRN SXB01937
- CF30 Customer (29 Dec 2011 to 15 May 2015)
Simon John Mabey
IRN SJM01252
- CF1 Director (15 Nov 2002 to 31 Aug 2006)
Simonetta Rigo
IRN SXR02665
- SMF18 Other Overall Responsibility (22 Jul 2021 to 31 Mar 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.