S&W Partners Corporate Finance Limited

Date authorised
1 April 2013
Companies House
04533970
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://swgroup.com

  • Complaints Contact

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442046175710

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sonia Baldock

    IRN SXB00492

    • [FCA CF] Significant management (9 Dec 2019 to 8 Dec 2024)
  • Stephen Ellwood

    IRN SXE01270

    • CF30 Customer (29 Jul 2008 to 1 Nov 2012)
  • Stephen Robert Cork

    IRN SRC01118

    • CF1 Director (19 Sep 2006 to 4 Oct 2010)
  • Stephen William Dilley

    IRN SWD01028

    • CF30 Customer (1 Nov 2007 to 31 Aug 2009)
    • CF23 Corporate Finance Adviser (20 Mar 2007 to 31 Oct 2007)
  • Steven Edge

    IRN SXE01448

    • [FCA CF] Material risk taker (1 Oct 2024 to 8 Dec 2024)
    • [FCA CF] Significant management (19 May 2022 to 8 Dec 2024)
  • Stuart Goodman

    IRN SXG00356

    • [FCA CF] Manager of certification employee (since 9 Dec 2025)
    • [FCA CF] Client dealing (since 9 Dec 2025)
    • [FCA CF] Client dealing (26 May 2021 to 22 Aug 2022)
    • [FCA CF] Functions requiring qualifications (26 May 2021 to 22 Aug 2022)
  • Stuart Lynn Marcy

    IRN SLM01079

    • CF30 Customer (1 Nov 2007 to 5 Feb 2009)
    • CF23 Corporate Finance Adviser (20 Mar 2007 to 31 Oct 2007)
  • Susan Elizabeth Hepworth

    IRN SEH01120

    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Aug 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 8 Aug 2022)
    • CF29 Significant management (13 Dec 2018 to 8 Dec 2019)
    • CF1 Director (21 May 2014 to 13 Dec 2018)
  • Susan Janet Rutherford

    IRN SJR01121

    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Jun 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 18 Jun 2021)
  • Suzanne Frances Allan

    IRN SFA01009

    • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
    • CF23 Corporate Finance Adviser (15 Nov 2002 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.