S&W Partners Corporate Finance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Syed Tasawar Quayum
IRN STQ01002
- CF1 Director (19 Aug 2016 to 30 May 2018)
Thibault Huysseune
IRN TXH89332
- [FCA CF] Material risk taker (10 Jul 2024 to 31 Mar 2025)
- Director of firm who is not a certification employee or a SMF manager (10 Jul 2024 to 31 Mar 2025)
Thomas Clamp
IRN TXC01340
- CF30 Customer (16 Jun 2018 to 8 Dec 2019)
Thomas David Gallop
IRN TXG01106
- [FCA CF] Client dealing (since 9 Dec 2025)
- [FCA CF] Manager of certification employee (since 9 Dec 2025)
Timothy Blois
IRN TXB00688
- [FCA CF] Client dealing (since 9 Dec 2025)
Timothy Guy St John Moore
IRN TGM01013
- CF30 Customer (1 Nov 2007 to 31 Jul 2014)
- CF23 Corporate Finance Adviser (2 Apr 2007 to 31 Oct 2007)
Timothy John Lyford
IRN TJL01058
- CF1 Director (1 Aug 2011 to 31 Mar 2016)
Tom Lewin
IRN TRL01016
- [FCA CF] Client dealing (since 9 Dec 2025)
Tom Noble
IRN TXN78395
- [FCA CF] Significant management (24 Jun 2021 to 31 Dec 2021)
William Andrew Fullerton-Batten
IRN WAF01015
- CF30 Customer (1 Nov 2007 to 31 Oct 2008)
- CF28 Systems and controls (1 Nov 2007 to 31 Oct 2008)
- CF15 Internal Audit (18 May 2007 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (18 May 2007 to 31 Oct 2007)
- CF14 Risk Assessment (15 Nov 2002 to 5 Dec 2002)
- CF1 Director (15 Nov 2002 to 31 Aug 2006)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.