Sustainable Development Capital LLP

• Principal Place of Business

  S D C L

  Floor 6

  One Great Cumberland Place

  London

  W1H 7AL

  UNITED KINGDOM

  Phone

  +442072877700

  Web

  https://www.sdclgroup.com

• Complaints Contact

  SDCL

  Floor 6

  One Great Cumberland Place

  London

  W1H 7AL

  UNITED KINGDOM

  Phone

  +442072877700

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Marc Maxwell

  IRN JMM01134

  • [FCA CF] Manager of certification employee (since 1 Nov 2024)
  • [FCA CF] Material risk taker (since 26 Mar 2021)
  • [FCA CF] Client dealing (since 26 Mar 2021)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF3 Chief Executive (6 Nov 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Mar 2010 to 13 Sep 2010)
  • CF10 Compliance Oversight (2 Mar 2010 to 13 Sep 2010)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (18 Sep 2007 to 31 Oct 2007)
  • CF4 Partner (18 Sep 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (18 Sep 2007 to 31 Oct 2007)
• Joni Gertruda Maria Koch

  IRN JXK00206

  • [FCA CF] Client dealing (26 Mar 2021 to 30 Jun 2022)
• Joseph Muthu

  IRN JXM02628

  • [FCA CF] Client dealing (since 26 Mar 2021)
  • [FCA CF] Material risk taker (since 26 Mar 2021)
  • CF30 Customer (10 Nov 2015 to 8 Dec 2019)
• Keith John Driver

  IRN KJD01118

  • CF30 Customer (1 Dec 2011 to 8 Dec 2019)
• Keith Pedder

  IRN KXP00515

  • [FCA CF] Material risk taker (since 1 Oct 2024)
• Lawrence Warren Pimm

  IRN LWP01012

  • CF30 Customer (19 May 2009 to 8 Dec 2019)
• Lily Yu

  IRN LXY01051

  • CF30 Customer (28 Feb 2012 to 29 Mar 2013)
• Michael Bevan

  IRN MXB01581

  • Director of firm who is not a certification employee or a SMF manager (since 31 Jul 2024)
• Michael Robert Burychka

  IRN MRB01135

  • CF30 Customer (1 Apr 2012 to 1 Oct 2014)
• Miles Barrington Alexander

  IRN MXA01246

  • CF30 Customer (18 May 2016 to 8 Dec 2019)

No changes recorded yet.