Sustainable Development Capital LLP

• Principal Place of Business

  S D C L

  Floor 6

  One Great Cumberland Place

  London

  W1H 7AL

  UNITED KINGDOM

  Phone

  +442072877700

  Web

  https://www.sdclgroup.com

• Complaints Contact

  SDCL

  Floor 6

  One Great Cumberland Place

  London

  W1H 7AL

  UNITED KINGDOM

  Phone

  +442072877700

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neil William Sweeney

  IRN NWS01034

  • [FCA CF] Material risk taker (26 Mar 2021 to 14 Apr 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Apr 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 14 Apr 2022)
  • CF10 Compliance Oversight (4 Feb 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 Feb 2019 to 8 Dec 2019)
  • CF28 Systems and controls (4 Feb 2019 to 8 Dec 2019)
• Nipun Narang

  IRN NXN01241

  • CF30 Customer (11 May 2015 to 10 Dec 2018)
• Pablo Borras Yanez

  IRN PXB00298

  • [FCA CF] Client dealing (26 Mar 2021 to 26 Aug 2023)
• Peter Michael Hobson

  IRN PMH01160

  • CF30 Customer (12 Nov 2015 to 27 Mar 2019)
• Peter W L Lau

  IRN PWL01051

  • CF30 Customer (19 Feb 2013 to 26 Mar 2019)
• Philip Gorman Doyle

  IRN PGD01078

  • [FCA CF] Client dealing (since 19 Feb 2024)
  • [FCA CF] Material risk taker (since 19 Feb 2024)
  • [FCA CF] Manager of certification employee (19 Feb 2024 to 30 Sep 2025)
• Purvi Sapre

  IRN PXS01977

  • [FCA CF] Material risk taker (since 26 Mar 2021)
  • [FCA CF] Client dealing (since 26 Mar 2021)
  • CF30 Customer (20 May 2016 to 27 Mar 2019)
• Rashad Malik

  IRN RXM00377

  • CF10 Compliance Oversight (11 Oct 2017 to 1 Feb 2019)
  • CF11 Money Laundering Reporting (11 Oct 2017 to 1 Feb 2019)
• Russell Frederick Pullan

  IRN RFP01053

  • CF30 Customer (20 Jun 2014 to 31 Aug 2015)
• Sarah Miraj

  IRN SXM01019

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Apr 2022)
  • SMF16 Compliance Oversight (since 29 Apr 2022)

No changes recorded yet.