Neil William Sweeney

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pacific Capital Partners Limited (no longer approved here)

    FRN 171200

    • Director of firm who is not a certification employee or a SMF manager (10 Nov 2022 to 30 May 2025)
  • Sustainable Development Capital LLP (no longer approved here)

    FRN 471124

    • [FCA CF] Material risk taker (26 Mar 2021 to 14 Apr 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Apr 2022)
    • CF10 Compliance Oversight (4 Feb 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Feb 2019 to 8 Dec 2019)
    • CF28 Systems and controls (4 Feb 2019 to 8 Dec 2019)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • CF10 Compliance Oversight (18 Jan 2013 to 20 Feb 2014)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF10 Compliance Oversight (18 Jan 2013 to 12 Dec 2017)
  • abrdn Life and Pensions Limited (no longer approved here)

    FRN 187323

    • CF10 Compliance Oversight (18 Jan 2013 to 20 Feb 2014)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF1 Director (17 Mar 2010 to 3 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.