Jonathan Marc Maxwell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sustainable Development Capital LLP

    FRN 471124

    • [FCA CF] Manager of certification employee (since 1 Nov 2024)
    • [FCA CF] Client dealing (since 26 Mar 2021)
    • [FCA CF] Material risk taker (since 26 Mar 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (6 Nov 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Mar 2010 to 13 Sep 2010)
    • CF10 Compliance Oversight (2 Mar 2010 to 13 Sep 2010)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (18 Sep 2007 to 31 Oct 2007)
    • CF4 Partner (18 Sep 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (18 Sep 2007 to 31 Oct 2007)
  • InfraRed Capital Partners Limited (no longer approved here)

    FRN 195766

    • CF30 Customer (23 Mar 2009 to 12 Oct 2010)
    • CF21 Investment Adviser (21 Oct 2005 to 9 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (17 Apr 2008 to 24 Mar 2009)
    • CF23 Corporate Finance Adviser (1 Jul 2002 to 21 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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