Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Peter White

  IRN SXW00457

  • [FCA CF] Client dealing (30 Jun 2021 to 31 Mar 2022)
• Steven Robson

  IRN SXR00582

  • [FCA CF] Manager of certification employee (since 14 Nov 2025)
  • [FCA CF] Significant management (since 14 Nov 2025)
  • [FCA CF] Client dealing (since 14 Nov 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2025)
  • [FCA CF] Material risk taker (since 1 Oct 2025)
• Stuart Duckett

  IRN SXD55910

  • [FCA CF] Manager of certification employee (since 28 Jan 2025)
  • [FCA CF] Client dealing (since 10 May 2024)
• Stuart John Wheeler

  IRN SJW01312

  • [FCA CF] Material risk taker (since 21 Mar 2022)
  • [PRA CF] Significant risk taker or Material risk taker (since 21 Mar 2022)
• Stuart McIntosh

  IRN STM01048

  • [FCA CF] Manager of certification employee (since 14 Jun 2021)
  • [FCA CF] Client dealing (since 26 Sep 2019)
• Stuart Moon

  IRN SXM01552

  • [FCA CF] Manager of certification employee (since 26 Nov 2024)
  • [FCA CF] Client dealing (since 15 Nov 2018)
• Stuart White

  IRN SXW00130

  • [FCA CF] Client dealing (15 Dec 2017 to 28 Jun 2019)
• Suhyun Byun

  IRN SXB00200

  • [FCA CF] Client dealing (since 25 Feb 2020)
• Sumito Maruoka

  IRN SXM00208

  • [FCA CF] Client dealing (since 1 Jun 2018)
  • [FCA CF] Manager of certification employee (since 1 Jun 2018)
• Susan Mary McAll

  IRN SMM01051

  • [FCA CF] Significant management (28 Jan 2019 to 31 Dec 2024)
  • [PRA CF] Significant risk taker or Material risk taker (2 Feb 2018 to 31 Dec 2024)
  • [FCA CF] Material risk taker (2 Feb 2018 to 31 Dec 2024)

No changes recorded yet.