Stuart McIntosh

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc

    FRN 223304

    • [FCA CF] Material risk taker (since 1 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2025)
    • [FCA CF] Manager of certification employee (since 14 Jun 2021)
    • [FCA CF] Client dealing (since 26 Sep 2019)
  • Sumitomo Mitsui Banking Corporation, London Branch

    FRN 769072

    • [FCA CF] Manager of certification employee (since 14 Jun 2021)
    • [FCA CF] Client dealing (since 26 Sep 2019)
  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • [FCA CF] Client dealing (7 Mar 2016 to 30 Aug 2019)
    • CF30 Customer (5 Mar 2012 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 28 Nov 2011)
    • CF21 Investment Adviser (5 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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