Susan Mary McAll

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Significant management (28 Jan 2019 to 31 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (2 Feb 2018 to 31 Dec 2024)
    • [FCA CF] Material risk taker (2 Feb 2018 to 31 Dec 2024)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Oct 2017 to 31 Dec 2024)
    • SMF16 Compliance Oversight (20 Oct 2017 to 31 Dec 2024)
    • CF10 Compliance Oversight (4 Oct 2012 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF10 Compliance Oversight (3 Apr 2009 to 2 Nov 2012)
    • CF11 Money Laundering Reporting (3 Apr 2009 to 1 Dec 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF28 Systems and controls (1 Oct 2008 to 16 Sep 2009)
    • CF10 Compliance Oversight (1 Oct 2008 to 2 Nov 2012)
    • CF11 Money Laundering Reporting (1 Oct 2008 to 1 Dec 2011)
  • COUTTS FINANCE CO. (no longer approved here)

    FRN 305968

    • CF11 Money Laundering Reporting (31 Oct 2004 to 17 Oct 2008)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF11 Money Laundering Reporting (16 Jun 2004 to 17 Oct 2008)
    • CF10 Compliance Oversight (7 Nov 2002 to 17 Oct 2008)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF10 Compliance Oversight (1 Dec 2001 to 11 Oct 2002)
  • Financial Administration Services Limited (no longer approved here)

    FRN 122169

    • CF10 Compliance Oversight (1 Dec 2001 to 11 Oct 2002)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF10 Compliance Oversight (1 Dec 2001 to 11 Oct 2002)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF10 Compliance Oversight (1 Dec 2001 to 11 Oct 2002)
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Recent activity

Updates to this individual's record on the FCA register.

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