Stuart Duckett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SMBC Bank International plc
FRN 223304
- [FCA CF] Manager of certification employee (since 28 Jan 2025)
- [FCA CF] Client dealing (since 10 May 2024)
Sumitomo Mitsui Banking Corporation, London Branch
FRN 769072
- [FCA CF] Manager of certification employee (since 28 Jan 2025)
- [FCA CF] Client dealing (since 10 May 2024)
Commonwealth Bank of Australia (no longer approved here)
FRN 139185
- [FCA CF] Material risk taker (30 Sep 2019 to 22 Nov 2019)
- [FCA CF] Client dealing (18 Jun 2018 to 22 Nov 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.