Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Masaaki Miyake

  IRN MXM02086

  • [FCA CF] Manager of certification employee (since 4 Jul 2024)
  • [FCA CF] Client dealing (since 4 Jul 2024)
• Masahiko Mizuguchi

  IRN MXM00194

  • [FCA CF] Manager of certification employee (1 Dec 2017 to 24 May 2019)
  • [FCA CF] Material risk taker (1 Dec 2017 to 24 May 2019)
  • [FCA CF] Significant management (1 Dec 2017 to 24 May 2019)
  • [PRA CF] Significant risk taker or Material risk taker (1 Dec 2017 to 24 May 2019)
  • [FCA CF] Client dealing (1 Dec 2017 to 24 May 2019)
• Masahiro Sasamoto

  IRN MXS00222

  • [FCA CF] Client dealing (22 May 2018 to 12 Jun 2021)
• Masahiro Tsuji

  IRN MXT00093

  • [FCA CF] Client dealing (10 Dec 2018 to 5 Oct 2021)
• Masakazu Hasegawa

  IRN MXH00192

  • [PRA CF] Significant risk taker or Material risk taker (1 Dec 2017 to 28 Jun 2021)
  • [FCA CF] Significant management (1 Dec 2017 to 28 Jun 2021)
  • [FCA CF] Material risk taker (1 Dec 2017 to 28 Jun 2021)
  • [FCA CF] Manager of certification employee (1 Dec 2017 to 28 Jun 2021)
  • [FCA CF] Client dealing (1 Dec 2017 to 28 Jun 2021)
• Masaki Hikihara

  IRN MXH00194

  • [FCA CF] Client dealing (18 May 2018 to 20 Apr 2021)
  • [FCA CF] Manager of certification employee (18 May 2018 to 20 Apr 2021)
  • [FCA CF] Material risk taker (18 May 2018 to 20 Apr 2021)
  • [FCA CF] Significant management (18 May 2018 to 20 Apr 2021)
  • [PRA CF] Significant risk taker or Material risk taker (18 May 2018 to 20 Apr 2021)
• Masaki Kambayashi

  IRN MXK02830

  • [FCA CF] Significant management (2 Feb 2018 to 18 May 2020)
  • [PRA CF] Significant risk taker or Material risk taker (2 Feb 2018 to 18 May 2020)
  • [FCA CF] Client dealing (2 Feb 2018 to 18 May 2020)
  • [FCA CF] Manager of certification employee (2 Feb 2018 to 18 May 2020)
  • [FCA CF] Material risk taker (2 Feb 2018 to 18 May 2020)
• Masako Yamanaka

  IRN MXY01065

  • [FCA CF] Manager of certification employee (27 Dec 2017 to 13 Dec 2024)
  • [FCA CF] Client dealing (27 Dec 2017 to 13 Dec 2024)
• Masanori Hisazumi

  IRN MXH03301

  • [FCA CF] Client dealing (since 8 Jul 2025)
  • [FCA CF] Manager of certification employee (since 8 Jul 2025)
• Masashi Hayashi

  IRN MXH00193

  • [FCA CF] Client dealing (5 Jan 2018 to 28 Nov 2019)

No changes recorded yet.