Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 4 Jul 2024)
    • [FCA CF] Manager of certification employee (since 4 Jul 2024)
    • [FCA CF] Client dealing (since 4 Jul 2024)
    • [FCA CF] Manager of certification employee (since 4 Jul 2024)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • CF30 Customer (1 Nov 2007 to 24 Oct 2008)
    • CF21 Investment Adviser (25 Sep 2007 to 31 Oct 2007)
    • CF26 Customer Trading (25 Aug 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.