Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Client dealing (2 Feb 2018 to 18 May 2020)
    • [PRA CF] Significant risk taker or Material risk taker (2 Feb 2018 to 18 May 2020)
    • [FCA CF] Significant management (2 Feb 2018 to 18 May 2020)
    • [FCA CF] Material risk taker (2 Feb 2018 to 18 May 2020)
    • [FCA CF] Manager of certification employee (2 Feb 2018 to 18 May 2020)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • SMF3 Executive Director (15 Jul 2017 to 18 May 2020)
    • [PRA CF] Significant risk taker or Material risk taker (12 May 2017 to 16 Jul 2017)
    • [FCA CF] Significant management (12 May 2017 to 16 Jul 2017)
    • [FCA CF] Material risk taker (12 May 2017 to 16 Jul 2017)
    • [FCA CF] Manager of certification employee (12 May 2017 to 16 Jul 2017)
    • [FCA CF] Client dealing (12 May 2017 to 16 Jul 2017)

Recent activity

Updates to this individual's record on the FCA register.

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