Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Masatoshi Nakamura

  IRN MXN00061

  • [FCA CF] Client dealing (16 Oct 2020 to 22 Dec 2025)
• Masayuki Hijikata

  IRN MXH03099

  • [FCA CF] Manager of certification employee (1 Jul 2019 to 3 Jun 2021)
  • [FCA CF] Client dealing (26 Feb 2018 to 3 Jun 2021)
• Masayuki Miyashita

  IRN MXM00193

  • [FCA CF] Client dealing (1 Nov 2019 to 7 Oct 2023)
  • [FCA CF] Manager of certification employee (1 Nov 2019 to 7 Oct 2023)
• Masayuki Takanashi

  IRN MXT00086

  • [FCA CF] Manager of certification employee (23 Apr 2019 to 1 Apr 2022)
  • [FCA CF] Significant management (23 Apr 2019 to 1 Apr 2022)
  • [FCA CF] Material risk taker (23 Apr 2019 to 1 Apr 2022)
  • [PRA CF] Significant risk taker or Material risk taker (23 Apr 2019 to 1 Apr 2022)
  • [FCA CF] Client dealing (23 Apr 2019 to 1 Apr 2022)
• Mathilde Cottard

  IRN MXC00181

  • [FCA CF] Manager of certification employee (since 1 Dec 2020)
  • [FCA CF] Client dealing (since 26 Jan 2018)
• Mathilde Loup-Christophe

  IRN MXL00065

  • [FCA CF] Manager of certification employee (23 Oct 2023 to 23 Sep 2025)
  • [FCA CF] Client dealing (8 Dec 2017 to 13 Mar 2026)
• Matthew Grayson

  IRN MXG09817

  • SMF19 Head of Overseas Branch/Head of Overseas (20 Mar 2019 to 5 Jul 2022)
  • [PRA CF] Significant risk taker or Material risk taker (3 Dec 2018 to 1 Apr 2019)
  • [FCA CF] Material risk taker (3 Dec 2018 to 1 Apr 2019)
• Matthew Hibbert

  IRN MXH01962

  • [FCA CF] Client dealing (5 Feb 2025 to 19 Jan 2026)
  • [FCA CF] Manager of certification employee (5 Feb 2025 to 19 Jan 2026)
• Matthew Thomas

  IRN MXT00234

  • SMF3 Executive Director (since 1 Jun 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Dec 2024)
  • SMF16 Compliance Oversight (since 16 Dec 2024)
• Maurice Klajman

  IRN MXK01652

  • [FCA CF] Client dealing (since 10 Apr 2026)

No changes recorded yet.