Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Collins

  IRN CXC00478

  • [FCA CF] Client dealing (since 7 Feb 2022)
• Christopher James Daly

  IRN CJD01189

  • [FCA CF] Manager of certification employee (since 11 Sep 2023)
  • [FCA CF] Client dealing (since 7 Dec 2017)
• Christopher Parsons

  IRN CJP01119

  • [FCA CF] Manager of certification employee (3 May 2024 to 30 Jun 2025)
  • [FCA CF] Client dealing (19 Jan 2021 to 30 Jun 2025)
• Christopher Ptaszynski-Neophytou

  IRN CXP00489

  • [FCA CF] Client dealing (since 15 Dec 2022)
• Christopher Winfield

  IRN CDW01068

  • [FCA CF] Material risk taker (9 Feb 2018 to 20 Sep 2021)
  • [FCA CF] Manager of certification employee (9 Feb 2018 to 20 Sep 2021)
  • [PRA CF] Significant risk taker or Material risk taker (9 Feb 2018 to 20 Sep 2021)
• Chrysoula Koutroulou

  IRN CXK00029

  • [FCA CF] Client dealing (12 Jan 2018 to 14 Aug 2020)
• Claire Frelaut

  IRN CXF00038

  • [FCA CF] Client dealing (2 Feb 2018 to 13 Mar 2026)
  • [FCA CF] Manager of certification employee (2 Feb 2018 to 13 Mar 2026)
• Claire Griffiths Simon

  IRN CXG01367

  • [FCA CF] Client dealing (19 Jan 2018 to 31 Oct 2024)
• Connor Hill

  IRN CXH00924

  • [FCA CF] Client dealing (since 1 Jul 2025)
• Conor Dolan

  IRN CXD00058

  • [FCA CF] Manager of certification employee (since 1 Jul 2021)
  • [FCA CF] Client dealing (since 30 Jan 2018)

No changes recorded yet.