Christopher Parsons

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Manager of certification employee (3 May 2024 to 30 Jun 2025)
    • [FCA CF] Client dealing (19 Jan 2021 to 30 Jun 2025)
  • SMBC Derivative Products Limited (no longer approved here)

    FRN 172073

    • [FCA CF] Manager of certification employee (3 May 2024 to 30 Jun 2025)
    • [FCA CF] Client dealing (19 Jan 2021 to 30 Jun 2025)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Manager of certification employee (3 May 2024 to 30 Jun 2025)
    • [FCA CF] Client dealing (1 Jul 2021 to 30 Jun 2025)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Manager of certification employee (3 May 2024 to 30 Jun 2025)
    • [FCA CF] Client dealing (19 Jan 2021 to 30 Jun 2025)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF26 Customer Trading (1 Apr 2004 to 9 May 2007)
    • CF21 Investment Adviser (1 Apr 2004 to 9 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.