Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD

    FRN 139189

    • [FCA CF] Manager of certification employee (since 20 Oct 2021)
    • [FCA CF] Material risk taker (since 20 Oct 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 20 Oct 2021)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [PRA CF] Significant risk taker or Material risk taker (9 Feb 2018 to 20 Sep 2021)
    • [FCA CF] Manager of certification employee (9 Feb 2018 to 20 Sep 2021)
    • [FCA CF] Material risk taker (9 Feb 2018 to 20 Sep 2021)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Manager of certification employee (4 Nov 2016 to 20 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 20 Sep 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 20 Sep 2021)
    • CF29 Significant management (21 Dec 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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