Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Conor Hanniffy

  IRN CXH00994

  • [FCA CF] Client dealing (since 5 Feb 2026)
• Conor James Geary

  IRN CJG01181

  • [FCA CF] Client dealing (since 26 Apr 2024)
  • [FCA CF] Manager of certification employee (since 26 Apr 2024)
• Correta Annoh

  IRN CXA00266

  • [FCA CF] Client dealing (since 28 Oct 2022)
• Cyrille Martin

  IRN CXM01070

  • [FCA CF] Client dealing (31 May 2024 to 30 Jun 2025)
• Daisuke Komori

  IRN DXK00057

  • [FCA CF] Manager of certification employee (since 11 Apr 2023)
  • [FCA CF] Client dealing (since 2 Dec 2019)
• Daisuke Koshimizu

  IRN DXK00365

  • [FCA CF] Client dealing (1 Apr 2024 to 3 Apr 2026)
  • [FCA CF] Manager of certification employee (1 Apr 2024 to 3 Apr 2026)
  • [FCA CF] Material risk taker (1 Apr 2024 to 3 Apr 2026)
  • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2024 to 3 Apr 2026)
  • [FCA CF] Significant management (1 Apr 2024 to 3 Apr 2026)
• Daisuke Otochi

  IRN DXO00015

  • [FCA CF] Client dealing (27 Dec 2017 to 22 May 2020)
• Damon Palmer

  IRN DXP00065

  • [FCA CF] Client dealing (since 29 Dec 2017)
• Dan Blessing

  IRN DXB00626

  • [FCA CF] Client dealing (10 Mar 2022 to 28 Apr 2024)
• Dan Matthews

  IRN DLM01044

  • [FCA CF] Significant management (since 21 Oct 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 21 Oct 2024)
  • [FCA CF] Material risk taker (since 21 Oct 2024)
  • [FCA CF] Manager of certification employee (since 12 Jan 2018)
  • [FCA CF] Client dealing (since 12 Jan 2018)

No changes recorded yet.