Dan Matthews

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc

    FRN 223304

    • [FCA CF] Significant management (since 21 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Feb 2022)
    • [FCA CF] Material risk taker (since 14 Feb 2022)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Manager of certification employee (since 7 Sep 2016)
  • Sumitomo Mitsui Banking Corporation, London Branch

    FRN 769072

    • [PRA CF] Significant risk taker or Material risk taker (since 21 Oct 2024)
    • [FCA CF] Material risk taker (since 21 Oct 2024)
    • [FCA CF] Significant management (since 21 Oct 2024)
    • [FCA CF] Client dealing (since 12 Jan 2018)
    • [FCA CF] Manager of certification employee (since 12 Jan 2018)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Significant management (21 Oct 2024 to 31 Mar 2025)
    • [FCA CF] Client dealing (1 Jul 2021 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (1 Jul 2021 to 31 Mar 2025)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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