Date authorised
1 April 2013
Companies House
01180742
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    153 Princes Street
    Ipswich
    Suffolk
    IP1 1QJ
    UNITED KINGDOM
    Phone
    +4403704147000
  • Complaints Contact

    153 Princes Street
    Ipswich
    Suffolk
    IP1 1QJ
    UNITED KINGDOM
    Phone
    +4403704147000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · In respect of the firm's personal pension scheme business, the firm is limited to carry on this activity in the rights under the personal pension scheme(s) that it operates and in respect of life policies issued by fellow group companies
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Charles Stone

    IRN ICS01058

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Feb 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Feb 2021)
    • SMF3 Executive Director (9 Dec 2019 to 12 Feb 2021)
    • CF11 Money Laundering Reporting (5 Apr 2018 to 8 Dec 2019)
    • CF1 Director (27 Jun 2017 to 8 Dec 2019)
    • CF28 Systems and controls (7 Oct 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Oct 2016 to 8 Dec 2019)
  • Ian William Furniss

    IRN IWF01007

    • CF3 Chief Executive (1 Apr 2010 to 31 Aug 2010)
    • CF1 Director (15 Dec 2006 to 31 Aug 2010)
  • JOHN BAKER

    IRN JXB03310

    • [FCA CF] Significant management (6 Aug 2024 to 1 Sep 2025)
  • James Antony Keely

    IRN JXK00162

    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Jun 2021 to 29 Jan 2024)
    • SMF16 Compliance Oversight (14 Jun 2021 to 29 Jan 2024)
  • James Michael Bury

    IRN JMB01224

    • CF1 Director (30 Nov 2010 to 25 May 2016)
  • Jamshaid Islam

    IRN JXI01116

    • CF1 Director (12 Oct 2010 to 26 Jul 2013)
  • Jane Ann Ridgley

    IRN JAR01236

    • SMF3 Executive Director (9 Dec 2019 to 1 May 2023)
    • CF30 Customer (17 Jan 2014 to 10 Oct 2014)
    • CF1 Director (17 Jan 2014 to 8 Dec 2019)
  • Jason Charles Burman

    IRN JCB01178

    • CF1 Director (30 Aug 2002 to 12 Sep 2008)
  • Jason Gardiner

    IRN JXG01005

    • [FCA CF] Significant management (since 9 Feb 2026)
  • Jennifer Ann Woods

    IRN JXW01226

    • SMF3 Executive Director (since 24 Nov 2025)
    • [FCA CF] Significant management (since 14 Mar 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.