Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (12 Jan 2021 to 31 Jul 2021)
- SMF9 Chair of the Governing Body (1 May 2020 to 25 Jan 2021)
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- SMF9 Chair of the Governing Body (22 Apr 2020 to 25 Jan 2021)
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- SMF11 Chair of the Audit Committee (10 Dec 2018 to 24 Jun 2021)
- SIMF11 Chair of the Audit Committee (18 Sep 2018 to 9 Dec 2018)
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- CF1 Director (26 Nov 2013 to 31 Dec 2015)
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- CF1 Director (30 Nov 2010 to 25 May 2016)
- CF8 Apportionment and Oversight (30 Nov 2010 to 20 Feb 2012)
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- CF1 Director (30 Nov 2010 to 25 May 2016)
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- CF1 Director (24 Sep 2009 to 21 Apr 2015)
- CF29 Significant management (1 Nov 2007 to 27 Mar 2009)
- CF20 Significant Mgt (Settlements) (12 Jan 2005 to 31 Oct 2007)
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- CF2 Non Executive Director (18 Jan 2008 to 1 Apr 2009)
- CF1 Director (15 May 2003 to 12 Jan 2005)
- CF8 Apportionment and Oversight (15 May 2003 to 12 Jan 2005)
- CF3 Chief Executive (15 May 2003 to 12 Jan 2005)
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- CF2 Non Executive Director (3 Jul 2007 to 27 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.