Succession Financial Management Limited

• Principal Place of Business

  Succession Wealth Ltd

  The Apex

  Brest Road

  Derriford Business Park

  Plymouth

  PL6 5FL

  UNITED KINGDOM

  Phone

  +4401752968500

  Web

  https://www.successionwealth.co.uk

• Complaints Contact

  Succession Wealth Ltd

  The Apex

  Brest Road

  Derriford Business Park

  Plymouth

  PL6 5FL

  UNITED KINGDOM

  Phone

  +4401752968500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charlotte May Davey

  IRN CXD00618

  • SMF18 Other Overall Responsibility (since 4 Mar 2025)
• Christian Marcel Captieux

  IRN CMC01211

  • Responsible for Insurance Distribution (1 Oct 2018 to 12 Oct 2018)
  • Responsible for Insurance Mediation (18 Sep 2015 to 30 Nov 2015)
  • CF11 Money Laundering Reporting (28 Jul 2014 to 30 Nov 2015)
  • CF10 Compliance Oversight (28 Jul 2014 to 30 Nov 2015)
  • CF1 Director (17 Feb 2014 to 15 Sep 2016)
  • CF2 Non Executive Director (16 Nov 2012 to 3 Feb 2014)
• Christie Murdo Dunn

  IRN CMD01119

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jul 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Jul 2023)
  • CF30 Customer (22 Nov 2018 to 8 Dec 2019)
• Christopher Charles Mellor

  IRN CCM00006

  • [FCA CF] Functions requiring qualifications (1 Apr 2022 to 2 Apr 2022)
  • [FCA CF] Client dealing (1 Apr 2022 to 2 Apr 2022)
  • CF30 Customer (27 Feb 2014 to 6 Apr 2016)
• Christopher David Hocknull

  IRN CDH01083

  • [FCA CF] Manager of certification employee (1 Aug 2024 to 2 Sep 2025)
• Christopher Grimes

  IRN CXG00082

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Feb 2017 to 8 Dec 2019)
• Christopher Michael Cooke

  IRN CXC00045

  • [FCA CF] Functions requiring qualifications (5 Apr 2022 to 8 Sep 2022)
  • [FCA CF] Client dealing (5 Apr 2022 to 8 Sep 2022)
  • CF30 Customer (17 Mar 2017 to 8 Dec 2019)
• Christopher Patrick Truman

  IRN CXT00467

  • SMF24 Chief Operations (since 1 Sep 2025)
  • SMF18 Other Overall Responsibility (3 May 2024 to 1 Sep 2025)
• Ciara Octigan

  IRN CXO00185

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 29 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 29 Jul 2024)
• Claire Smith

  IRN CXB02121

  • [FCA CF] Manager of certification employee (since 4 Nov 2024)

No changes recorded yet.