Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Functions requiring qualifications (5 Apr 2022 to 8 Sep 2022)
    • [FCA CF] Client dealing (5 Apr 2022 to 8 Sep 2022)
    • CF30 Customer (17 Mar 2017 to 8 Dec 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Sep 2022)
    • CF30 Customer (17 Mar 2017 to 8 Dec 2019)
  • Rossmore Financial Services (2609) (no longer approved here)

    FRN 194597

    • (5)Employed By (1 Oct 1998 to 10 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.