Claire Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Succession Financial Management Limited
FRN 225831
- [FCA CF] Manager of certification employee (since 4 Nov 2024)
SUCCESSION WEALTH MANAGEMENT LIMITED
FRN 588378
- [FCA CF] Manager of certification employee (since 4 Nov 2024)
Succession Employee Benefit Solutions Limited
FRN 767956
- [FCA CF] Manager of certification employee (since 4 Nov 2024)
Santander UK Plc (no longer approved here)
FRN 106054
- [FCA CF] Manager of certification employee (4 Dec 2023 to 4 Aug 2024)
Nationwide Building Society (no longer approved here)
FRN 106078
- [FCA CF] Manager of certification employee (3 Jul 2017 to 19 Nov 2021)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 May 2017)
- CF30 Customer (3 May 2013 to 31 May 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.